
Compliance & Risk Review
Compliance & Risk Review
Ensure your brokerage is compliant and protected from costly risk.
Service Description
If you’re running or launching a real estate brokerage, compliance can feel overwhelming — but it doesn’t have to. This session helps you review your current structure, processes, and documentation to identify gaps that could lead to violations or costly setbacks. We’ll explore areas like licensing, file reviews, supervision systems, and DRE requirements. Whether you're a new broker, operating under a fictitious business name, or managing a growing team, you'll get clarity on what needs fixing — and what you're already doing right. You’ll leave with a tailored compliance action plan that’s easy to implement and protects your business as it scales. No legalese, no overwhelm — just practical, real-world guidance to keep your business safe. This is a judgment-free session — perfect for solo brokers, brokerages in transition, or those prepping for an audit.
Contact Details
1111 Broadway, Broadway, Oakland, CA, USA
(510) 250-0946, Ext 207
Jonathan@jonathanfleming.com