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Compliance & Risk Review


Available Online

Ensure your brokerage is compliant and protected from costly risk.

1 h
250 US dollars
Broadway

Service Description

If you’re running or launching a real estate brokerage, compliance can feel overwhelming — but it doesn’t have to. This session helps you review your current structure, processes, and documentation to identify gaps that could lead to violations or costly setbacks. We’ll explore areas like licensing, file reviews, supervision systems, and DRE requirements. Whether you're a new broker, operating under a fictitious business name, or managing a growing team, you'll get clarity on what needs fixing — and what you're already doing right. You’ll leave with a tailored compliance action plan that’s easy to implement and protects your business as it scales. No legalese, no overwhelm — just practical, real-world guidance to keep your business safe. This is a judgment-free session — perfect for solo brokers, brokerages in transition, or those prepping for an audit.


Contact Details

  • 1111 Broadway, Broadway, Oakland, CA, USA

    (510) 250-0946, Ext 207

    Jonathan@jonathanfleming.com


ADROIT

REALTY & ADVISORY

Expert real estate advisory for brokers, managers, fiduciaries, and investors across California.

Get in Touch

1111 Broadway, Broadway,

Oakland, CA, USA

Book securely with:

Visa and mastercard
Paypal

California DRE License #01361748

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